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PECB ISO-45001-Lead-Auditor Exam Syllabus Topics:

TopicDetails
Topic 1
  • Fundamental audit concepts and principles: This section of the exam measures the skills of Internal Auditors and covers the basic concepts and principles related to auditing an OHSMS. It focuses on understanding audit types, methodologies, and the role of audits in compliance and improvement. One skill to be measured is conducting effective audits to assess OHSMS performance.
Topic 2
  • Closing an ISO 45001 audit: This section of the exam measures the skills of Audit Consultants and covers the procedures for concluding an ISO 45001 audit. It emphasizes reporting results, discussing findings with stakeholders, and ensuring follow-up actions are planned.
Topic 3
  • ISO 45001 requirements for an OH&S MS – Clauses 4 to 10: This section of the exam measures the skills of Auditors related to specific requirements outlined in ISO 45001 about occupational health and safety management systems. It emphasizes understanding clauses that address context, leadership, planning, support, operation, performance evaluation, and improvement. A skill to be measured is applying ISO 45001 requirements to organizational practices.
Topic 4
  • Fundamental principles and concepts of an occupational health and safety management system: This section of the exam measures the skills of Health and Safety Managers and covers the essential principles and concepts underlying an occupational health and safety management system (OHSMS). It focuses on understanding the framework for managing health and safety risks to prevent workplace injuries and illnesses. One skill to be measured is identifying key components of an effective OHSMS.
Topic 5
  • Domain 4: Preparing for an ISO 45001 audit: This section of the exam measures the skills of Audit Consultants and covers the preparation process for conducting an ISO 45001 audit. It emphasizes planning, resource allocation, and establishing audit objectives to ensure a thorough evaluation.
Topic 6
  • Conducting an ISO 45001 audit: This section of the exam measures the skills of Lead Auditors and covers the execution of an ISO 45001 audit. It focuses on gathering evidence, interviewing personnel, and assessing compliance with OHSMS requirements during the audit process.

Reference: https://pecb.com/en/education-and-certification-for-individuals/iso-45001/iso-45001-lead-auditor

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PECB Certified ISO 45001 Lead Auditor Sample Questions:

During a Stage 2 audit, you, as the audit team leader, are approached for advice by an auditor who wishes to raise a nonconformity against top management for failing to provide the resources necessary for the maintenance of the Occupational Health and Safety Management System.
What advice should you give them? Select one.

  • A. If they believe they have sufficient audit evidence to support the raising of a nonconformity against top management, carry on and do so.
  • B. Suggest they speak to other members of the audit team to see if they have additional audit evidence that supports the auditor's conclusion.
  • C. Recognise that it is impossible to make an accurate judgement as to whether sufficient resources are available to maintain the system, and, as such, do not raise a nonconformity.
  • D. If they believe they have sufficient audit evidence to support the raising of a nonconformity, they should raise one, but against the organisation, not top management.
Reveal Solution  Discussion  0

Correct Answer: D  🗳️

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An internal auditor of a manufacturer of plastic packaging products for the food industry raised a nonconformity against section 10.2 of ISO 45001 in Report JA202. The nonconformity (NC3) stated: " The level of reported health and safety incidents has increased by 9.7% over the last 12 months. " As the third-party auditor who comes across this nonconformity during a surveillance audit, how would you react? Select one.

  • A. You would ask the OHS Manager why the incident rate was rising by so much in one year.
  • B. You would raise a nonconformity since the incident rate had not reduced at the time of the internal audit.
  • C. You would find out what corrective action was taken and whether it was effective.
  • D. You would investigate whether the incident rate featured in the previous internal audit report.
Reveal Solution  Discussion  0

Correct Answer: C  🗳️

XYZ Corporation is an organisation that employs 100 people. As an audit team leader, you are conducting a certification audit at Stage1. When reviewing the OH and S management system (OHSMS), you find that the objectives have been defined by an external consultant using those of a competitor, but nothing is documented. The Health and Safety Manager complains that this has created a lot of resistance to the OHSMS, and the Chief Executive Is asking questions about how much It will cost.
Select two erf the options which describe the circumstances h which you could raise a nonconformity against clause 0.2 of ISO 45001.

  • A. The organization cannot afford to undertake OH and S objectives all at once
  • B. HandS objectives ace not maintained as documented information.
  • C. OH and S objectives are not being implemented by the organisation ' s personnel.
  • D. HandS objectives were not establish in alignment with the organizations OH and S polity.
  • E. Establishing OH and S objectives did not include top management.
  • F. The consultant has not Interpreted ISO 4S001 correctly.
Reveal Solution  Discussion  0

Correct Answer: D,E  🗳️

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Which three of the following ISO 45001 activities require the organisation to emphasise non-managerial workers ' participation?

  • A. Determining what needs to be communicated
  • B. Determining how to fulfil legal requirements
  • C. Determining actions to eliminate hazards
  • D. Managing the internal audit programme
  • E. Establishing the OHS policy
  • F. Establishing OHS objectives
  • G. Determining competence requirements
  • H. Determining controls on outsourced processes
Reveal Solution  Discussion  0

Correct Answer: C,E,F  🗳️

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According to ISO 45001, who should participate in the continuous improvement of the health and safety management system?

  • A. Everyone, at all levels of the company
  • B. Top management, senior officers and designated safety representatives only
  • C. Top management and senior officers only
  • D. Top management only
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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