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PECB ISO-45001-Lead-Auditor Exam Syllabus Topics:
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Reference: https://pecb.com/en/education-and-certification-for-individuals/iso-45001/iso-45001-lead-auditor
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PECB Certified ISO 45001 Lead Auditor Sample Questions:
During a Stage 2 audit, you, as the audit team leader, are approached for advice by an auditor who wishes to raise a nonconformity against top management for failing to provide the resources necessary for the maintenance of the Occupational Health and Safety Management System.
What advice should you give them? Select one.
- A. If they believe they have sufficient audit evidence to support the raising of a nonconformity against top management, carry on and do so.
- B. Suggest they speak to other members of the audit team to see if they have additional audit evidence that supports the auditor's conclusion.
- C. Recognise that it is impossible to make an accurate judgement as to whether sufficient resources are available to maintain the system, and, as such, do not raise a nonconformity.
- D. If they believe they have sufficient audit evidence to support the raising of a nonconformity, they should raise one, but against the organisation, not top management.
Correct Answer: D 🗳️
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An internal auditor of a manufacturer of plastic packaging products for the food industry raised a nonconformity against section 10.2 of ISO 45001 in Report JA202. The nonconformity (NC3) stated: " The level of reported health and safety incidents has increased by 9.7% over the last 12 months. " As the third-party auditor who comes across this nonconformity during a surveillance audit, how would you react? Select one.
- A. You would ask the OHS Manager why the incident rate was rising by so much in one year.
- B. You would raise a nonconformity since the incident rate had not reduced at the time of the internal audit.
- C. You would find out what corrective action was taken and whether it was effective.
- D. You would investigate whether the incident rate featured in the previous internal audit report.
Correct Answer: C 🗳️
XYZ Corporation is an organisation that employs 100 people. As an audit team leader, you are conducting a certification audit at Stage1. When reviewing the OH and S management system (OHSMS), you find that the objectives have been defined by an external consultant using those of a competitor, but nothing is documented. The Health and Safety Manager complains that this has created a lot of resistance to the OHSMS, and the Chief Executive Is asking questions about how much It will cost.
Select two erf the options which describe the circumstances h which you could raise a nonconformity against clause 0.2 of ISO 45001.
- A. The organization cannot afford to undertake OH and S objectives all at once
- B. HandS objectives ace not maintained as documented information.
- C. OH and S objectives are not being implemented by the organisation ' s personnel.
- D. HandS objectives were not establish in alignment with the organizations OH and S polity.
- E. Establishing OH and S objectives did not include top management.
- F. The consultant has not Interpreted ISO 4S001 correctly.
Correct Answer: D,E 🗳️
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Which three of the following ISO 45001 activities require the organisation to emphasise non-managerial workers ' participation?
- A. Determining what needs to be communicated
- B. Determining how to fulfil legal requirements
- C. Determining actions to eliminate hazards
- D. Managing the internal audit programme
- E. Establishing the OHS policy
- F. Establishing OHS objectives
- G. Determining competence requirements
- H. Determining controls on outsourced processes
Correct Answer: C,E,F 🗳️
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According to ISO 45001, who should participate in the continuous improvement of the health and safety management system?
- A. Everyone, at all levels of the company
- B. Top management, senior officers and designated safety representatives only
- C. Top management and senior officers only
- D. Top management only
Correct Answer: A 🗳️
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