CSC1 exam dumps

CSI CSC1 Value Package

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  • Exam Code: CSC1
  • Exam Name: Canadian Securities Course Exam 1
  • No. of Questions: 100 Questions and Answers
  • Updated: Oct 06, 2026

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CSI CSC1 Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Equity Transactions10%- Order types and execution
- Margin and short selling
- Trading mechanics and regulations
Topic 2: Common and Preferred Shares13%- Equity features and rights
- Dividends and corporate actions
- Valuation and classification
Topic 3: Regulation and Ethics8%- Industry regulations and compliance
- Client suitability and disclosure
- Code of conduct and ethical standards
Topic 4: Financing and Listing Securities7%- Listing requirements and rules
- Primary market and issuance process
Topic 5: The Economy13%- Monetary and fiscal policy
- Macroeconomic principles and indicators
- Impact of economic factors on investments
Topic 6: Features and Types of Fixed-Income Securities12%- Government and corporate bonds
- Characteristics, risks and benefits
- Types of fixed-income instruments
Topic 7: The Canadian Investment Marketplace16%- Regulators and self-regulatory organizations
- Structure of Canadian financial system
- Market participants and roles
Topic 8: Derivatives10%- Uses, risks and basic strategies
- Options, futures and forwards
Topic 9: Pricing and Trading of Fixed-Income Securities11%- Trading and settlement processes
- Price-yield relationship
- Valuation and pricing methods

CSI Canadian Securities Course Exam 1 Sample Questions:

What is a characteristicof provincial savings bonds that distinguishes them from other provincial bonds?

  • A. They can be purchased at any time of the year.
  • B. They do not have redemption rules.
  • C. They can &e purchased only by residents of the province.
  • D. Theyare backed by provincial assetspledged an security.
Reveal Solution  Discussion  0

Correct Answer: C  🗳️

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Where docs primary responsibility for gatekeeping inthe securities industry reside?

  • A. With the market surveillance Division of CIRO.
  • B. With OS FI
  • C. With the CIRO dealer members and all Their employees
  • D. With the provincial securities regulators.
Reveal Solution  Discussion  0

Correct Answer: C  🗳️

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When a company issues a number of common shares, some of which areheld by institutional investors, what are the institutional investors' shares known as?

  • A. issued shares
  • B. Public float shares.
  • C. Outstanding shares.
  • D. Market capitalization shares.
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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Which preferredshare pays a fixed dividend rate based on the yield to maturity on the five-year benchmark Government at Canada bond?

  • A. Rate-reset preferred share.
  • B. Flexed/floating preferred share.
  • C. Floating-rate preferred share.
  • D. Fixed-rate perpetual preferred share.
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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What is one feature of a generalpartnership?

  • A. A general partner runs the business and the limited partners do not.
  • B. it can raise funds by issuing equity .
  • C. it is a distinct legal entity separate from its owners
  • D. The partners ate personally liable for al debts of the business
Reveal Solution  Discussion  0

Correct Answer: D  🗳️

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